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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-08-18
TX RA APPROVED_RES 2021-05-06
NM RA APPROVED 2010-06-01
  • CO RA
    APPROVED
    Since 2023-08-18
  • TX RA
    APPROVED_RES
    Since 2021-05-06
  • NM RA
    APPROVED
    Since 2010-06-01

Branch Locations

Red Feather Lakes, CO • United States

650 Montana Ave Suite I, Las Cruces, NM 88001 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Las Cruces NM 05/2010 Present
  • 05/2010 → Present
    Raymond James Financial Services
    Las Cruces, NM
Previous Registrations
Other Businesses

Reed Financial Services. Address: Las Cruces, NM Nature of the Business: Support Company/DBA (Owner) Position/Title: Support Company/DBA (Owner) Investment Related:No Start Date: 06/01/2010 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: owner.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-14
S63 Uniform Securities Agent State Law Examination 1979-10-11
  • S66 Uniform Combined State Law Examination
    2007-03-14
  • S63 Uniform Securities Agent State Law Examination
    1979-10-11

View on SEC IAPD

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