Richard Dale Nash

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2009-09-08
WA	RA	APPROVED	2009-09-08

TX RA
APPROVED_RES

Since 2009-09-08
WA RA
APPROVED

Since 2009-09-08

Branch Locations

Edgewood, WA • United States

33530 1St Way South, Ste 102, Federal Way, WA 98003-6743 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Federal Way	WA	09/2009	Present

09/2009 → Present

Lpl Financial Llc

Federal Way, WA

Previous Registrations

2002-05-09 → 2009-09-08

Mutual Service Corporation

Federal Way, WA

Other Businesses

(1) 09/18/2009: NO BUSINESS NAME - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - 10% OF TIME SPENT - INS TYPES: LIFE, HEALTH, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES (2) 08/06/2014: INDEPENDENT PLANNERS INC - INV REL - AT REPORTED BUSINESS LOCATION(S) - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - START 08/01/2001 - NO TIME SPENT (3) 06/03/2015: NO BUSINESS NAME - NOT INV REL - AT REPORTED BUSINESS LOCATION(S) - NOTARY - START 07/20/2010 - 1 HR/MO ALL DURING SECS TRDG HRS (4) 09/08/2023 - Nash Legacy Wealth - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/04/2023 - 120 Hours Per Month/ During Trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-10-02
S63	Uniform Securities Agent State Law Examination	1987-03-20

S65 Uniform Investment Adviser Law Examination

1995-10-02
S63 Uniform Securities Agent State Law Examination

1987-03-20

View on SEC IAPD