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Stuart Lawrence Friedman

Equitable Advisors, LLC

Corona Del Mar, CA

Irvine, CA

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-07
  • CA RA
    APPROVED
    Since 2026-01-07

Branch Locations

Corona Del Mar, CA • United States

2050 Main Street, Suite 500, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 09/1999 06/2020
Equitable Advisors, Llc New York NY 09/1999 Present
Burnham Gibson Wealth Advisors, Llc Irvine CA 10/2021 10/2024
The Baldwin Group Wealth Advisors, Llc Tampa FL 10/2024 01/2026
Previous Registrations
Other Businesses

1. Fixed insurance business Ten to fifteen hours monthly 2. Ashar Group, LLC Orlando, FL. Life settlements broker Five hours monthly.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-05-29
S63 Uniform Securities Agent State Law Examination 1992-06-05
  • S65 Uniform Investment Adviser Law Examination
    1998-05-29
  • S63 Uniform Securities Agent State Law Examination
    1992-06-05
Other Names
  • Stuart L Friedman

View on SEC IAPD

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