David William Parsons

Current Employers

Employment History

• 02/2016 → 05/2019
  J.W. Cole Financial, Inc.
  Tampa, FL
• 02/2019 → 05/2019
  J.W. Cole Advisors, Inc.
  Tampa, FL
• 05/2019 → Present
  Old North State Wealth Management
  Wilmington, NC
• 05/2019 → Present
  Apw Capital, Inc.
  Wilmington, NC
• 05/2019 → Present
  Knott, Richartz & Co. Cpas, Pllc
  Wilmington, NC

Previous Registrations

• 2016-02-16 → 2019-05-14
  J. W. Cole Advisors, Inc.
  Tarpon Springs, FL
  Tampa, FL
  Southport, NC
  Wilmington, NC
• 2003-09-03 → 2016-03-02
  Transamerica Financial Advisors, Llc
  San Diego, CA
  St. Petersburg, FL
  Gold River, CA
  St. Petersburg, FL
  New York, NY
  Tarpon Springs, FL

Other Businesses

~1) Independent insurance agent; Investment-related; Wilmington, NC; Nature of business: Fixed Insurance-Life & Annuity; Title/Position: Insurance Agent; Start date: 6/17/08; Approximately 2 hours/month with all hours during trading; Duties: Sales & marketing fixed insurance; CLIENT INVOLVED: YES. ~2) Knott, Richartz & Co. CPAs, PLLC; Not-investment related; Wilmington, NC; Consultant; Company Officer/Director: Yes; Start date: 5/2019, Approximately 10-20 hours/month with 10-20 hours/month during securities trading hours; Duties: Provide CPA consulting services; CLIENT INVOLVED: YES ~3) Old North State Wealth Management; Investment-related; RIA; Nature of business: estate planning, tax planning and insurance; DBA used: Wall Street Alliance, Inc.; Title: CEO & Personal Financial Specialist; Start date: 05/2019; Duties: financial planning, insurance, investment portfolio; Approximately 160 hours/month devoted to this activity with all hours during securities trading hours. ~4) APW Capital, Inc.; Investment-related; Wilmington, NC; Broker/Dealer; Registered Representative; Start date: 05/2019; Approximately 2 hours/month spent on registered representative activities with all hours during securities trading hours. ~5) Offshore Benefits; 1430 Commonwealth Dr, Ste 200, Willington, NC 28403; Service: S Corp setup to hold a patent done for 401k for executives that work overseas; Start Date: 01/1/2001. ~6) Useppa Island Board of Governors; Not investment-related; 8115 Main Street, Bokeelia, FL, 33922; Advisory committee to island management; Member; Start date: 10/01/2024, 10 hours annually: 5-8 Zoom calls, represent social members of Useppa Island Club. -5) Wall Street Alliance, Inc., investment related: yes, 1430 Commonwealth Drive, Suite 200, Willmington, NC, start date: 9/1/2013, approx 40 hrs/week, duties: financial planning, insurance, investment portfolios.

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-08-30
• S65 Uniform Investment Adviser Law Examination
  1996-07-09

Designations