Luis Currais Lopez

Current Employers

Fsam Llc

1720 Windward Concourse Suite 115, Alpharetta, GA 30005 • United States

Current Registrations

Authority	Category	Status	Date
PR	RA	APPROVED	2022-11-30

PR RA
APPROVED

Since 2022-11-30

Branch Locations

Gam Tower 2 Tabonuco Street, Suite 200, Guaynabo, PR 00968 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Herbert J. Sims & Co. Inc	San Juan	PR	03/2016	11/2022
First Southern, Llc And Fsam Llc	Guaynabo	PR	11/2022	Present

03/2016 → 11/2022

Herbert J. Sims & Co. Inc

San Juan, PR
11/2022 → Present

First Southern, Llc And Fsam Llc

Guaynabo, PR

Previous Registrations

2016-09-16 → 2022-11-21

Herbert J. Sims Capital Management, Inc.

Guaynabo, PR

Fairfield, CT
2010-03-23 → 2016-02-17

Santander Securities Llc

Boston, MA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-10-05
S63	Uniform Securities Agent State Law Examination	1988-01-16

S65 Uniform Investment Adviser Law Examination

1996-10-05
S63 Uniform Securities Agent State Law Examination

1988-01-16

Other Names

Luis Currais Lopez
Luis Currais

View on SEC IAPD