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Robert Millstein

Millstein Advisors, LLC

Santa Fe, NM

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Current Employers
Millstein Advisors, Llc

Santa Fe, NM • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2024-04-09
TX RA APPROVED 2009-09-15
  • NM RA
    APPROVED
    Since 2024-04-09
  • TX RA
    APPROVED
    Since 2009-09-15

Branch Locations

Santa Fe, NM • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Millstein Advisors, Llc Sugar Land TX 06/2009 12/2023
Self Sugar Land TX 09/2011 04/2024
Millstein Advisors, Llc Santa Fe NM 04/2024 Present
Previous Registrations
  • 2007-11-09 → 2008-03-19
    Millstein Investment Management, Llc
    Jacksonville Beach, FL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-07-07
S65 Uniform Investment Adviser Law Examination 2007-08-27
  • S63 Uniform Securities Agent State Law Examination
    2008-07-07
  • S65 Uniform Investment Adviser Law Examination
    2007-08-27
Other Names
  • Rohit Millstein
  • Roby Millstein
  • Robert Michael Millstein

View on SEC IAPD

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