Brian Charles Rall

Current Employers

Strategic Retirement Partners, Llc

1501 California Ave Sw Apt 307, Seattle, WA 98116 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2018-06-27

WA RA
APPROVED

Since 2018-06-27

Branch Locations

Seattle, WA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Paychex, Inc	Seattle	WA	05/2012	07/2017
Strategic Retirement Partners, Llc	Seattle	WA	03/2018	Present
Unemployed	Seattle	WA	07/2017	03/2018

05/2012 → 07/2017

Paychex, Inc

Seattle, WA
03/2018 → Present

Strategic Retirement Partners, Llc

Seattle, WA
07/2017 → 03/2018

Unemployed

Seattle, WA

Previous Registrations

2001-10-03 → 2002-08-29

First Montauk Securities Corp.

Bellevue, WA

Other Businesses

C.S. Lewis Institute-Seattle 1501 California Ave SW, Suite 307, Seattle, WA 98116 Title: Director; Nature of business: Christian Education (non-profit) Non-investment related; Start date: 10/30/2022 Hours: 15 hours/mo 2 hours/mo during trading hours Duties: Recruiting, speaking to Christian groups, organizing local events

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-04-10
S63	Uniform Securities Agent State Law Examination	1984-02-06

S65 Uniform Investment Adviser Law Examination

2018-04-10
S63 Uniform Securities Agent State Law Examination

1984-02-06

View on SEC IAPD