Jerry Malcolm Stuber

Current Employers

Trust Advisory Group Ltd

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2017-03-23

GA RA
APPROVED

Since 2017-03-23

Branch Locations

Tybee Island, GA • United States

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Source Capital Group	Westport	CT	09/2006	02/2017
Ages Financial Services, Ltd.	Reading	MA	02/2017	09/2024
Stonex Securities Inc	Tybee Island	GA	09/2024	Present
Trust Advisory Group Ltd	Tybee Island	GA	02/2017	Present

09/2006 → 02/2017

Source Capital Group

Westport, CT
02/2017 → 09/2024

Ages Financial Services, Ltd.

Reading, MA
09/2024 → Present

Stonex Securities Inc

Tybee Island, GA
02/2017 → Present

Trust Advisory Group Ltd

Tybee Island, GA

Previous Registrations

2007-05-18 → 2017-07-24

Source Capital Group, Inc.

Savannah, GA

Westport, CT

Tybee Island, GA
2003-03-13 → 2006-09-07

Wells Fargo Clearing Services, Llc

Savannah, GA

Savannah, GA

Other Businesses

Jerry Stuber Rental Property; NOT investment related; Savannah, GA; own rental property; 1/15/2015; 5 hrs/month with 2 hrs/month during trading hours; own, rent and maintain property

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-10-06
S63	Uniform Securities Agent State Law Examination	1981-06-12

S65 Uniform Investment Adviser Law Examination

1993-10-06
S63 Uniform Securities Agent State Law Examination

1981-06-12

Other Names

Jerry Malcolm Stuben

View on SEC IAPD