Inactive

Roger Main Ramsay

Sar Services, Inc.

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Current Employers

Sar Services, Inc.

Rochester, NY • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-04

NY RA
APPROVED

Since 2021-08-04

Branch Locations

Rochester, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial Yes
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Compensation Planning Corp Of Rochester, Inc.	Rochester	NY	10/1981	12/2020
Sar Services, Inc.	Rochester	NY	01/2015	Present

10/1981 → 12/2020

Compensation Planning Corp Of Rochester, Inc.

Rochester, NY
01/2015 → Present

Sar Services, Inc.

Rochester, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-01-31
S63	Uniform Securities Agent State Law Examination	1992-12-18

S65 Uniform Investment Adviser Law Examination

2012-01-31
S63 Uniform Securities Agent State Law Examination

1992-12-18

Designations

View on SEC IAPD

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