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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-05
IL RA APPROVED 2025-01-23
  • TX RA
    APPROVED_RES
    Since 2025-02-05
  • IL RA
    APPROVED
    Since 2025-01-23

Branch Locations

Des Plaines, IL • United States

231 S La Salle St # 13 13Th Floor, Chicago, IL 60604 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wayne Hummer Investments Chicago IL 06/2006 01/2025
Lpl Financial Llc Chicago IL 01/2025 Present
  • 06/2006 → 01/2025
    Wayne Hummer Investments
    Chicago, IL
  • 01/2025 → Present
    Chicago, IL
Previous Registrations
  • 2014-10-16 → 2025-01-23
    Wintrust Investments Llc
    Chicago, IL
    Des Plaines, IL
Other Businesses

1. 01/2025- Wintrust Investments- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 06/05/2006- 160 Hours Per Month- 160 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-21
  • S66 Uniform Combined State Law Examination
    2013-10-21
Other Names
  • Myra Annette Reyes
  • Myra Annette Perez
  • Myra Annette Figueroa
  • Myra A Figueroa
  • Myra A Reyes

View on SEC IAPD

More in Des Plaines, IL

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