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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2009-08-18
  • ME RA
    APPROVED
    Since 2009-08-18

Branch Locations

Saco, ME • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 08/2009 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 08/2009 Present
Previous Registrations
  • 2007-01-03 → 2009-08-12
    First Allied Advisory Services, Inc.
    Chesterfield, MO
    Saco, ME
  • 2002-08-21 → 2007-01-03
    Ffp Advisory Services Inc
    Saco, ME
Other Businesses

1)CRUMP AGENCY, 2901 W BELTLINE WHY, STE 301, MADISON, WI, 8/2009 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 4 HR/MO - 0/TRADING. 2)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 65 HR/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3)BIDDEFORD HIGH SCHOOL, MAPLEWOOD AVE, BIDDEFORD, ME, 3/2016, W2 Employee, Sport/Fitness/Gaming, NIR, 60 HR/MO, 20 HR/MO TRADING.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-12-17
  • S63 Uniform Securities Agent State Law Examination
    1987-12-17
Other Names
  • Rick Letellier

View on SEC IAPD

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