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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-02-22 |
| VA | RA | APPROVED | 2009-04-16 |
Branch Locations
1021 E. Cary Street Suite 1000, Richmond, VA 23219 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott, Llc | Richmond | VA | 04/2009 | 01/2024 |
| Janney Montgomery Scott Llc | Richmond | VA | 01/2024 | Present |
OWNER OF RENTAL PROPERTY (BEACH HOUSE) 27009 OCEAN STREET, SALVO, NC 100% OWNER WITH WIFE 2-3 HOURS/ MONTH COMPENSATED
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-03-23 |
| S63 | Uniform Securities Agent State Law Examination | 1982-04-09 |
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