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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-12-03 |
| CT | RA | APPROVED | 2025-12-02 |
| TX | RA | APPROVED | 2025-12-02 |
Branch Locations
1 Eliot Place, Fairfield, CT 06824 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
5294 Kensington High St, Naples, FL 34105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Fairfield | CT | 11/1976 | 11/2022 |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 06/1978 | 12/2025 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | 12/2025 |
| Northwestern Mutual Life Insurance Company | Boca Raton | FL | 10/2022 | 12/2025 |
| Lpl Financial Llc | Naples | FL | 12/2025 | Present |
1) 12/02/2025 - Tennant Financial - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2) 12/02/2025 - Lenci Associates - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 12/2025 - 8 Hr/Mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-03 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-24 |
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