Richard Bruce Goldstein

Current Employers

Employment History

• 04/2012 → 07/2022
  National Securities Corp
  San Francisco, CA
• 05/2012 → Present
  B. Riley Wealth Advisors
  San Francisco, CA
• 07/2022 → Present
  B. Riley Wealth Management
  Livermore, CA

Previous Registrations

• 2014-10-16 → 2017-03-03
  Legend Merchant Group, Inc.
  San Francisco, CA
• 2011-07-26 → 2012-05-10
  Legend Merchant Group, Inc.
  San Francisco, CA
• 2012-04-09 → 2012-04-20
  International Assets Investment Management, Llc
  Orlando, FL
• 2010-09-02 → 2011-08-01
  Anderson & Strudwick, Incorporated
  San Francisco, CA
  Richmond, VA
  San Francisco, CA
  San Francisco, CA
• 2009-07-31 → 2010-07-14
  Jesup & Lamont Securities Corp
  San Francisco, CA
• 2006-10-10 → 2007-08-02
  Moors & Cabot Inc
  Boston, MA

Other Businesses

(1) B. RILEY WEALTH INSURANCE CORPORATION; INVESTMENT-RELATED; INSURANCE PLUS VARIABLE CONTRACT; SAME ADDRESS AS BRWM; INSURANCE,AGENT; START DATE 06/2013; 1-2 HRS/MONTH, 0 DURING TRADING HOURS; PROVIDE SALES AND MARKETING SERVICE... (2) ROTARIAN FOUNDATION OF LIVERMORE; NOT INVESTMENT-RELATED; 164 NORTH L STREET LIVERMORE, CA 94550; FOUNDATION ENDOWMENT, MEMBER/INVESTMENT COMMITTEE; START DATE: 12/2014; 2-3 HRS/MONTH, DURING TRADING HOURS; ATTEND QUARTERLY MEETING, REVIEW INVESTMENTS... (3) ROTARY CLUB OF LIVERMORE VALLEY; NOT INVESTMENT-RELATED; 164 NORTH L STREET LIVERMORE, CA 94550; NON PROFIT ORG, DIRECTOR; START DATE: 2016-2017; 2-3 HRS/MONTH, DURING TRADING HOURS... (4) SIERRA VIEW PISTACHIO FARMS; INVESTMENT-RELATED; MANAGING PISTACHIO ORCHARD FARM; PASSIVE INVESTOR; 0 HRS/MONTH... (5) AMBASSADORS OF COMPASSION; NOT INVESTMENT-RELATED; LEGACY LEADER; 2562 OSO PARKWAY STE D-132 RANCHO SANTA MARGARITA, CA; 2-3 HRS/MONTH , DURING TRADING HOURS; HELP FACILITATE A SPECIAL PARTNERSHIP WITH ROTARY TO ASSIST IN BRINGING THEIR PROGRAM TO THE COMMUNITY SCHOOL SYSTEM.

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-06-02
• S63 Uniform Securities Agent State Law Examination
  1982-09-20