Kent Lan Dallmeyer

Current Employers

Mason & Associates, Inc.

7474 North Figueroa Street Suite 100, Los Angeles, CA 90041 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2015-07-30

IA RA
APPROVED

Since 2015-07-30

Branch Locations

Washington, IA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Mason & Associates	Los Angeles	CA	07/2015	Present
Mutual Securities, Inc.	Camarillo	CA	12/2015	Present

07/2015 → Present

Mason & Associates

Los Angeles, CA
12/2015 → Present

Mutual Securities, Inc.

Camarillo, CA

Previous Registrations

2006-09-11 → 2015-07-10

Cambridge Investment Research Advisors, Inc.

Kalona, IA
1999-02-11 → 2006-09-11

Raymond James Financial Services, Inc.

Washington, IA

Other Businesses

1. Mason & Associates, Inc., Corporation, Start: 07/14/15, 2160 190th Street Washington, IA 52353-9281, RIA, IAR, Investment related, 35 hours per month, 1 hour per day during trading hours. 2. Independent Insurance Agent, Sole Proprietor, Start: 06/12/2000, 2160 190th St. Washington, IA 52353-9281, Agency/Agent, Not investment related, 1 hour per month, 0 hours per day during trading hours. 3. Dallmeyer, Inc., Corporation, 2160 190th Street Washington, IA 52353-9281, Family Farm, President/Owner, Not investment related, 4 hours per month, 3 hours per day during trading hours. 4. Windswept Farms, LLP, Start: 03/01/97, 2160 190th Street Washington, IA 52353-9281, Farm Operations, Limited Partner, 4 hours per month, 3 hours per day during trading hours. 5. Prairie Grain, LLP, Start: 01/01/03, 2160 190th Street Washington, IA 52353-9281, Membership interest through Big River Coop. & Resources, Partner, Not investment related, 2 hours per month, <1 hour per day during trading hours. 6. TIS Group, Inc. Corporation, Start: 05/01/95, 100 Village Center Dr. STe. 260 North Oaks, MN 55127, Distributor-Alternative Investments, Financial Consultant, Investment related, 3 hours per month, <1 hour per day during trading hours. 7. Rotary Club of Washington, IA, Non-Profit, Start: 07/1995, Washington, IA, Director & Foundation Chair, Not investment related, <10 hours per year, 0 hours per day during trading hours. 8. Kent Dallmeyer & Son, Ltd., Corporation, Start: 01/01/1982, 2160 190th Street Washington, IA 52353, Family Farm Corporation, President, Not investment related, 0 hours per month, 0 hours per day during trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-12-13
S63	Uniform Securities Agent State Law Examination	1981-01-03

S65 Uniform Investment Adviser Law Examination

1994-12-13
S63 Uniform Securities Agent State Law Examination

1981-01-03

View on SEC IAPD