William Douglas Bruner

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
VT	RA	APPROVED	2016-08-26
NJ	RA	APPROVED	2003-11-21

VT RA
APPROVED

Since 2016-08-26
NJ RA
APPROVED

Since 2003-11-21

Branch Locations

Hyde Park, VT • United States

180 Battery St Ste 300, Burlington, VT 05401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Marlton	NJ	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Marlton	NJ	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Marlton, NJ
11/2016 → Present

Wells Fargo Clearing Services, Llc

Marlton, NJ

Other Businesses

CO TRUSTEE FOR CHILD, INVESTMENT RELATED, SHAMONG NJ, CURRENTLY NO TIME DEVOTED, START DATE 04/25/2013 OYSTER CREEK SPORTSMEN ASSOC. LLC, NOT INV RELATED, GALLOWAY, NJ, START: 8/12/2016, 10% OWNER, 4 HOURS PER MONTH/0 DURING TRADING, DUTIES: PLACE FOR MEMBERS TO PARK BOATS. LAMOILLE COUNTY VERMONT REPUBLICAN PARTY; NOT INV. RELATED; HYDE PARK, VT; DELEGATE AT LARGE; START DATE: 7/9/2024: 2 HOURS PER MONTH; 0 HOURS DURING BUSINESS HOURS; DUTIES VOTE FOR COUNTY AND STATE REPUBLICAN CANDIDATES.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-08-18
S63	Uniform Securities Agent State Law Examination	1979-07-30

S65 Uniform Investment Adviser Law Examination

2016-08-18
S63 Uniform Securities Agent State Law Examination

1979-07-30