Malcolm Alfred Makin

Current Employers

Professional Planning Group

9 Granite Street, Westerly, RI 02891 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-12-26
TX	RA	APPROVED	2005-02-25
RI	RA	APPROVED	1993-01-01

FL RA
APPROVED

Since 2023-12-26
TX RA
APPROVED

Since 2005-02-25
RI RA
APPROVED

Since 1993-01-01

Branch Locations

Jupiter Inlet Colony, FL • United States

9 Granite Street, Westerly, RI 02891 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Professional Planning Group	Westerly	RI	05/1975	04/2017
Raymond James Financial Services, Inc.	Westerly	RI	08/1989	Present
New England Professional Planning Group	Westerly	RI	08/1989	Present

05/1975 → 04/2017

Professional Planning Group

Westerly, RI
08/1989 → Present

Raymond James Financial Services, Inc.

Westerly, RI
08/1989 → Present

New England Professional Planning Group

Westerly, RI

Previous Registrations

1990-06-07 → 2002-12-31

Professional Planning Group

Westerly, RI

Other Businesses

(1)Name of Business: Professional Planning Group Address: 9 Granite St, Westerly, RI, 02891-2207, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 05/01/2000 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Client relationships and business operations

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1990-12-03

S63 Uniform Securities Agent State Law Examination

1990-12-03

Designations

Other Names

Mal Makin
Malcolm A Makin
Malcolm A. Makin

View on SEC IAPD