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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-02-28 |
Branch Locations
8950 Sw 74 Court Suite 2005, Miami, FL 33156 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Miami | FL | 08/2015 | 02/2023 |
| Janney Montgomery Scott Llc | Miami | FL | 02/2023 | Present |
1. 9775 South Dixie, LLC, Pinecrest, FL. Investor; Holding in small Commercial Property (2018). No active time involved, not investment related, not compensated. 2. Mont Tremblant Sommet Des Neiges, Coral Gables, FL. Condo time share owner (01/1991). Not investment related, income compensated, no active time involved.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2007-03-09 |
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