Robert Jackson Atkins

Current Employers

Alpha Wealth Management And Planning Llc

690 De Long Ave. Suite 300, Novato, CA 94945 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2015-04-29

CA RA
APPROVED

Since 2015-04-29

Branch Locations

Santa Rosa, CA • United States

690 De Long Ave. Suite 300, Novato, CA 94945 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Santa Rosa	CA	04/2015	Present
Alpha Wealth Management And Planning	Novato	CA	04/2015	Present

04/2015 → Present

Lpl Financial, Llc

Santa Rosa, CA
04/2015 → Present

Alpha Wealth Management And Planning

Novato, CA

Previous Registrations

2012-07-02 → 2015-05-28

First Allied Advisory Services, Inc.

Chesterfield, MO

Santa Rosa, CA
1997-07-08 → 2012-07-02

First Allied Securities, Inc.

Santa Rosa, CA

Other Businesses

1. 04/29/2015 - ALPHA WEALTH MANAGEMENT AND PLANNING/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 90%/ SANTA ROSA, CA 2. 04/29/2015 - WEALTH STRATEGIES/ TAX PREP; ACCOUNTING; CPA/ 5%/ SANTA ROSA, CA 3. 08/12/2015 - ALPHA WEALTH MANAGMENT - REGISTERED INVESTMENT ADVISOR HYBRID - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 04/29/2015 - 1 HR/MO DURING SECS TRDG HRS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-09-06
S63	Uniform Securities Agent State Law Examination	1986-05-19

S65 Uniform Investment Adviser Law Examination

1995-09-06
S63 Uniform Securities Agent State Law Examination

1986-05-19

Other Names

Jack Atkins

View on SEC IAPD