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Paul Hong Moy

Spc

Ann Arbor, MI

Mount Prospect, IL

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Current Employers
Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2011-09-19
  • IL RA
    APPROVED
    Since 2011-09-19

Branch Locations

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

1661 Feehanville Dr. Suite 440, Mount Prospect, IL 60056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sigma Financial Corporation Chicago IL 09/2011 Present
Spc Chicago IL 09/2011 Present
  • 09/2011 → Present
    Sigma Financial Corporation
    Chicago, IL
  • 09/2011 → Present
    Spc
    Chicago, IL
Previous Registrations
  • 2006-06-26 → 2011-09-19
    Sanctuary Securities, Inc.
    Chicago, IL
    Miami, FL
Other Businesses

1. AS AN INDEPENDENTLY LICENSED INSURANCE AGENT, I AM APPOINTED WITH VARIOUS INSURANCE COMPANIES 2. I AM A TRUSTEE FOR MY OWN TRUST. 3. Notary public, Cook County, IL. Offer notary services when requested. Start date: 8/2/12, approx. 1-5 hrs/yr. 4. DBA - Touch Financial Group, Northfield, IL. Offering financial services. Start date: 4/11/23, approx. 160 hrs/mo, all during mkt hrs. INV REL: Y

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-01-06
  • S63 Uniform Securities Agent State Law Examination
    1984-01-06
Designations

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
FIRST HEARTLAND CONSULTANTS, INC.
OSAIC ADVISORY SERVICES, LLC
GREYDOG FINANCIAL
EDWARD JONES
J.P. MORGAN SECURITIES LLC
SECURITY FINANCIAL ADVISORS,LLC

Other Investors

WILLIAM ROBERT ELGER
JOHN ALEXANDER MCCLELLAN
JEFFREY STEPHEN SELF
DOUGLAS ALAN VANDERSTELT
MARCUS MAYURKANT TRIVEDI
JENNIFER A. WATSON
SCOTT ARTHUR HAYDEN
DENNIS JOHN CUNNINGHAM

Other Offices

SPC · Ann Arbor, MI
LPL FINANCIAL LLC · ANN ARBOR, MI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ANN ARBOR, MI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ANN ARBOR, MI
FIRST HEARTLAND CONSULTANTS, INC. · ANN ARBOR, MI
LPL FINANCIAL LLC · ANN ARBOR, MI
OSAIC ADVISORY SERVICES, LLC · Ann Arbor, MI
LPL FINANCIAL LLC · ANN ARBOR, MI

More in Ann Arbor, MI

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