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James Douglas Watt

Oppenheimer & Co. Inc.

Atlanta, GA

Atlanta, GA

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-10-05
GA RA APPROVED 2004-09-24
  • TX RA
    APPROVED_RES
    Since 2016-10-05
  • GA RA
    APPROVED
    Since 2004-09-24

Branch Locations

Phipps Tower-3438 Peachtree Rd Ne Suite 950, Atlanta, GA 30326 • United States

Atlanta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. Atlanta GA 01/2003 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-05-27
S63 Uniform Securities Agent State Law Examination 1979-10-24
  • S65 Uniform Investment Adviser Law Examination
    1994-05-27
  • S63 Uniform Securities Agent State Law Examination
    1979-10-24

View on SEC IAPD

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