Robert Charles Ungerer

Stifel, Nicolaus & Company, Incorporated

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Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-05-26
TX	RA	APPROVED	2020-02-05

NY RA
APPROVED

Since 2021-05-26
TX RA
APPROVED

Since 2020-02-05

Branch Locations

1393 Veterans Memorial Highway Suite N214, Hauppauge, NY 11788 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel Nicolaus & Co Inc	Uniondale	NY	02/2010	Present

02/2010 → Present

Stifel Nicolaus & Co Inc

Uniondale, NY

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1983-07-19

S63 Uniform Securities Agent State Law Examination

1983-07-19

Designations

View on SEC IAPD

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