Kenneth Michael Kladouris

Current Employers

Employment History

• 05/2012 → 01/2017
  National Securities Corp
  Irvine, CA
• 05/2012 → 01/2017
  National Asset Management
  Irvine, CA
• 01/2017 → 03/2020
  Crown Capital Securities, L.P.
  Orange, CA
• 03/2020 → Present
  Dfpg Investments, Llc
  Sandy, UT

Previous Registrations

• 2017-01-17 → 2020-03-10
  Crown Capital Securities, L.P.
  Newport Beach, CA
  Orange, CA
• 2012-05-09 → 2017-01-17
  B. Riley Wealth Advisors, Inc.
  Irvine, CA
• 2011-04-27 → 2011-12-12
  Morgan Stanley
  Santa Ana, CA

Other Businesses

1. Fixed Insurance; Non-Investment Related; Newport Beach, CA; Insurance; Partner/President; 3/2020; 5% during business hours; Fixed annuity and life insurance sales 2. Platinum Wealth Group; Investment Related; Newport Beach, CA; DBA; Partner/President; 1/2017; 90% during business hours; DBA for securities business 3. Get There! Book; Non-Investment Related; Residence; Book; Author; 9/2018; 5% during business hours; Author. This is not investment related activity and my duties are book sales and speaking engagements for book "Get There!" 4. Kladouris Media LLC; Non-Investment Related; Virtual; Personal development course; Founder; 4/2021; 5% during business hours; Personal development and self mastery courses, coaching and speaking, all business activities

Exams

• S66 Uniform Combined State Law Examination
  2011-04-26

Other Names

• Ken Kladouris