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Current Employers
Fairchild Financial Advisors, Inc.

193 Blue Ravine Road Suite 130, Folsom, CA 95630 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-12-15
CA RA APPROVED 2013-02-22
  • TX RA
    APPROVED_RES
    Since 2017-12-15
  • CA RA
    APPROVED
    Since 2013-02-22

Branch Locations

193 Blue Ravine Road Suite 130, Folsom, CA 95630 • United States

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-11-29
  • CA RA
    APPROVED
    Since 2017-11-29

Branch Locations

193 Blue Ravine Rd Ste 130, Folsom, CA 95630 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Fairchild Financial Advisors, Inc. Folsom CA 10/1995 Present
National Planning Corporation Folsom CA 11/1999 11/2017
Lpl Financial Llc Folsom CA 11/2017 Present
Previous Registrations
  • 1999-12-20 → 2017-11-29
    National Planning Corporation
    Folsom, CA
    Los Angeles, CA
  • 2005-01-01 → 2009-12-31
    Fairchild Financial Advisors, Inc.
    Folsom, CA
Other Businesses

1. 11/29/2017 - FAIRCHILD FINANCIAL ADVISORS, INC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - PRESIDENT/OWNER(Life, LTC and FA) - start date 07/06/2006. 2. 11/29/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Real Estate Rental - Advisor owns building and is landlord - start date 01/11. 3. 11/29/2017 - FAIRCHILD FINANCIAL ADVISORS INC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - PRESIDENT - start date 2/20/2013 - 100% time spent per month. 4. 11/29/2017 - Fairchild Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - start date 10/02/1995. 5. 6/30/2021 - FAIRCHILD FINANCIAL ADVISORS, INC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 06/08/2021 - 60 Hours Per Month During Securities Trading - Time Spent 30% - Provide investment advisory services through Fairdhild Financial Advisors, Inc., an independent investment advisor firm. I started this business activity in 06/2021. I expect to spend approximately 60 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-05-24
  • S63 Uniform Securities Agent State Law Examination
    1985-05-24
Designations

View on SEC IAPD

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