William Allan Korn

Current Employers

Capitol Securities Management, Inc.

4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-08-19
IN	RA	APPROVED	2025-06-05
FL	RA	APPROVED	2025-04-01
VA	RA	APPROVED	1992-10-02

TX RA
APPROVED

Since 2025-08-19
IN RA
APPROVED

Since 2025-06-05
FL RA
APPROVED

Since 2025-04-01
VA RA
APPROVED

Since 1992-10-02

Branch Locations

Westfield, IN • United States

4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States

Sarasota, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Heriatge Financial Group	Falls Church	VA	08/1983	Present
Capitol Securities Management, Inc.	Mclean	VA	10/1989	Present
#Ia Capitol Securities Management, Inc.	Vienna	VA	09/1992	Present

08/1983 → Present

Heriatge Financial Group

Falls Church, VA
10/1989 → Present

Capitol Securities Management, Inc.

Mclean, VA
09/1992 → Present

#Ia Capitol Securities Management, Inc.

Vienna, VA

Other Businesses

"Name of Business: Grow Mongolia Inc. Investment-related: yes Address: 5550 Columbia Pike Apt 745 Arlington, VA 22204 Nature of OBA: Transform the Mongolian People into a Christ-Centered Nation through the Power of the Holy Spirit Position, title, or relationship with OBA: Interim Chairman of Board & Treasurer Start date: 9.16.21 Approx # of hours/month you devote to OBA: 10-12 Approx # of hours/month you devote to OBA during trading hours: 0-2 Duties: Leadership - Develop plan to accomplish the vision "

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-09-04
S63	Uniform Securities Agent State Law Examination	1983-03-31

S65 Uniform Investment Adviser Law Examination

1992-09-04
S63 Uniform Securities Agent State Law Examination

1983-03-31