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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2019-06-28
MS RA APPROVED 2011-03-01
TX RA APPROVED_RES 2004-01-22
  • VA RA
    APPROVED
    Since 2019-06-28
  • MS RA
    APPROVED
    Since 2011-03-01
  • TX RA
    APPROVED_RES
    Since 2004-01-22

Branch Locations

1020 Highland Colony Pkwy Ste 100, Ridgeland, MS 39157 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Ridgeland MS 05/2009 11/2016
Wells Fargo Clearing Services, Llc Ridgeland MS 11/2016 Present
Other Businesses

ESMAR PROPERTIES; INV RELATED; JACKSON, MS; RESIDENTIAL RENTAL PROPERTIES; 100% OWNERSHIP; START 10/2015; 4 HOURS PER MONTH, 0 DURING TRADING; OWNER, MANAGED BY ONSITE TENANT. ESMAR PROPERTIES DBA SHADY DEAL SUNGLASSES; NOT INV RELATED; RIDGELAND, MS; WHOLESALE SUNGLASSES DISTRIBUTOR; 100% OWNERSHIP; START 10/2015; 8 HOURS PER MONTH, 0 DURING TRADING; OWNER, MANAGER. GENERAL CONVENTION OF THE EPISCOPAL CHURCH; INVESTMENT RELATED; NEW YORK,NY; DEPUTY; START DATE 06/30/2021; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 1; ATTENDING MEETINGS TO DISCUSS CHURCH GOVERNANCE, WORSHIP, CHURCH BUDGET, AND SUSTAINABLE INVESTING IN BROAD TERMS OF A GENERAL NATURE. RENTAL PROPERTY; INVESTMENT RELATED; JACKSON,MS; 50% OWNERSHIP; START DATE 10/30/2015; NUMBER OF HOURS PER MONTH 4; NUMBER OF HOURS DURING TRADING 0; OWNER. TRUSTEE OF TRUST FBO SON (1); INV. RELATED; JACKSON, MS; START DATE 12/2020; 1 HR PER MONTH; 1 HR DURING TRADING. TRUSTEE OF TRUST FBO SON (2); INV. RELATED; JACKSON, MS; START DATE 12/2020; 1 HR PER MONTH; 1 HR DURING TRADING. JACKSON AMATEUR RADIO CLUB, INVT RLTD, JACKSON, MS, START DATE 10/20/2022, 3 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS, MAINTAINING CHECKING ACCOUNT AND PROVIDING BALANCE SHEET.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-09-14
S63 Uniform Securities Agent State Law Examination 1988-09-16
  • S65 Uniform Investment Adviser Law Examination
    1999-09-14
  • S63 Uniform Securities Agent State Law Examination
    1988-09-16
Designations
Other Names
  • Margaret Esther Peters

View on SEC IAPD

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