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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2019-06-28 |
| MS | RA | APPROVED | 2011-03-01 |
| TX | RA | APPROVED_RES | 2004-01-22 |
Branch Locations
1020 Highland Colony Pkwy Ste 100, Ridgeland, MS 39157 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Ridgeland | MS | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Ridgeland | MS | 11/2016 | Present |
ESMAR PROPERTIES; INV RELATED; JACKSON, MS; RESIDENTIAL RENTAL PROPERTIES; 100% OWNERSHIP; START 10/2015; 4 HOURS PER MONTH, 0 DURING TRADING; OWNER, MANAGED BY ONSITE TENANT. ESMAR PROPERTIES DBA SHADY DEAL SUNGLASSES; NOT INV RELATED; RIDGELAND, MS; WHOLESALE SUNGLASSES DISTRIBUTOR; 100% OWNERSHIP; START 10/2015; 8 HOURS PER MONTH, 0 DURING TRADING; OWNER, MANAGER. GENERAL CONVENTION OF THE EPISCOPAL CHURCH; INVESTMENT RELATED; NEW YORK,NY; DEPUTY; START DATE 06/30/2021; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 1; ATTENDING MEETINGS TO DISCUSS CHURCH GOVERNANCE, WORSHIP, CHURCH BUDGET, AND SUSTAINABLE INVESTING IN BROAD TERMS OF A GENERAL NATURE. RENTAL PROPERTY; INVESTMENT RELATED; JACKSON,MS; 50% OWNERSHIP; START DATE 10/30/2015; NUMBER OF HOURS PER MONTH 4; NUMBER OF HOURS DURING TRADING 0; OWNER. TRUSTEE OF TRUST FBO SON (1); INV. RELATED; JACKSON, MS; START DATE 12/2020; 1 HR PER MONTH; 1 HR DURING TRADING. TRUSTEE OF TRUST FBO SON (2); INV. RELATED; JACKSON, MS; START DATE 12/2020; 1 HR PER MONTH; 1 HR DURING TRADING. JACKSON AMATEUR RADIO CLUB, INVT RLTD, JACKSON, MS, START DATE 10/20/2022, 3 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS, MAINTAINING CHECKING ACCOUNT AND PROVIDING BALANCE SHEET.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-14 |
| S63 | Uniform Securities Agent State Law Examination | 1988-09-16 |
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