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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2013-11-25
VA RA APPROVED 2013-04-23
DC RA APPROVED 1999-01-01
TX RA APPROVED_RES 1996-10-31
  • MI RA
    APPROVED
    Since 2013-11-25
  • VA RA
    APPROVED
    Since 2013-04-23
  • DC RA
    APPROVED
    Since 1999-01-01
  • TX RA
    APPROVED_RES
    Since 1996-10-31

Branch Locations

1899 Pennsylvania Ave N Ste 1000, Washington, DC 20006 • United States

Petoskey, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Washington DC 10/1996 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-02-03
S63 Uniform Securities Agent State Law Examination 1986-07-15
  • S65 Uniform Investment Adviser Law Examination
    1997-02-03
  • S63 Uniform Securities Agent State Law Examination
    1986-07-15

View on SEC IAPD

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