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Brendan C Toone

Morgan Stanley

Richmond, VA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-08-18
VA RA APPROVED 2017-08-18
  • TX RA
    APPROVED
    Since 2017-08-18
  • VA RA
    APPROVED
    Since 2017-08-18

Branch Locations

901 East Byrd Street Suite 2000, Richmond, VA 23219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Private Advisors Llc Richmond VA 02/2012 10/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Richmond VA 11/2016 08/2017
Bank Of America, N.A. Richmond VA 01/2017 08/2017
Morgan Stanley Smith Barney Llc Richmond VA 08/2017 Present
Morgan Stanley Private Bank, N.A. New York NY 10/2017 Present
  • 02/2012 → 10/2016
    Private Advisors Llc
    Richmond, VA
  • 11/2016 → 08/2017
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Richmond, VA
  • 01/2017 → 08/2017
    Bank Of America, N.A.
    Richmond, VA
  • 08/2017 → Present
    Morgan Stanley Smith Barney Llc
    Richmond, VA
  • 10/2017 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-05
S63 Uniform Securities Agent State Law Examination 2006-08-01
  • S66 Uniform Combined State Law Examination
    2008-06-05
  • S63 Uniform Securities Agent State Law Examination
    2006-08-01
Other Names
  • Brendan Christopher Toone

View on SEC IAPD

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Other Investors

BRANDON CHRISTOPHER TAYLOR
GABRIEL CHRISTOPHER HOFFMAN
RAYMOND ZSOLT KANYO
KEVIN LAURENCE LONDON
CHRISTOPHER HARRISON HESSENFLOW
AUDREY SANDERS
EDWARD GARRETT WIRWILLE
JOHN JOSEPH SCHLICHTING

Other Offices

TAYLOR HOFFMAN CAPITAL MANAGEMENT · RICHMOND, VA
WEALTHCARE CAPITAL MANAGEMENT LLC · RICHMOND, VA
WEST TOWER GROUP, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
AMERIPRISE FINANCIAL SERVICES, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
CETERA INVESTMENT ADVISERS LLC · RICHMOND, VA
UBS FINANCIAL SERVICES INC. · RICHMOND, VA

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