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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2023-10-31 |
Branch Locations
9724 Kingston Pike Ste. 901, Knoxville, TN 37922 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 05/2003 | Present |
| Amg Financial Strategies, Inc. | Knoxville | TN | 05/2003 | 04/2024 |
| W. Timothy Bowen, Cima, Cfp | Knoxville | TN | 01/1985 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2023 | Present |
1)INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2) FINRA, BOCA CENTER TOWER 5200 TOWN CENTER CIRCLE STE 200., BOCA RATON, FL 33486. BEGAN 12/10/03 AS AN ARBITRATOR, SEVERING ON A PANEL OF ARBITRATORS HEARING INDUSTRY DISPUTES. NOT INVESTMENT RELATED. DEVOTES 15 HR/YR, 15 HR/YR DURING TRADING. 2) CIRA, 1776 Pleasant Plain Road, Fairfield IA 52556, United States, 5/2023, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO - 120 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-02-23 |
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