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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-02-15 |
| IL | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
Branch Locations
1111 W 22Nd St Ste 245, Oak Brook, IL 60523 • United States
Peoria, AZ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Oak Brook | IL | 07/1977 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Downers Grove | IL | 07/1977 | 07/2021 |
| Ronald Barton & Cheryl Barton | Peoria | AZ | 11/2016 | Present |
| Rwb & Clb Properties, Llc | Peoria | IL | 12/2016 | 04/2021 |
| Triwealth Partners, Llc | Downers Grove | IL | 01/2019 | Present |
| Lpl Financial, Llc | Oak Brook | IL | 07/2021 | Present |
1. 8/25/2021 - TriWealth Partners LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 2019. 2. 11/26/2021 - Old Ridge, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 11/04/2021 - 10 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-08-04 |
| S63 | Uniform Securities Agent State Law Examination | 1991-07-26 |
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