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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
FL RA APPROVED 2023-04-05
  • MA RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29
  • FL RA
    APPROVED
    Since 2023-04-05

Branch Locations

Naples, FL • United States

35 Braintree Hill Office Park Ste 309, Braintree, MA 02184 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Frederick & Cynthia Driscoll North Easton MA 05/2002 Present
Frederick T Driscoll-Independent Insurance Agent Braintree MA 02/1978 Present
Driscoll Financial Group Braintree MA 05/2004 Present
Voya Financial Advisors Braintree MA 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 05/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2023 Present
  • 05/2002 → Present
    Frederick & Cynthia Driscoll
    North Easton, MA
  • 02/1978 → Present
    Frederick T Driscoll-Independent Insurance Agent
    Braintree, MA
  • 05/2004 → Present
    Driscoll Financial Group
    Braintree, MA
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Braintree, MA
  • 05/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 03/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2002-05-22 → 2021-06-11
    Waltham, MA
    Bridgewater, MA
    Braintree, MA
    Trappe, PA
    Windsor, CT
    Naples, FL
    North Easton, MA
    Windsor, CT
Other Businesses

NAME OF ENTITY:DRISCOLL FINANCIAL GROUP; Yes; 35 BRAINTREE HILL OFFICE PARK STE 309; BRAINTREE; MA; 02184; FINANCIAL SERVICES; ASSOCIATE; 5/5/2004; 160; 160; INSURANCE AND INVESTMENT SALES|NAME OF ENTITY: independent insurance agent; Yes; 35 BRAINTREE HILL OFFICE PARK STE 309; BRAINTREE; MA; 2184; fixed insurance sales; independent insurance agent; 3/31/2010; 16; 16; sales of fixed insurance products|NAME OF ENTITY:TUNDIDOR WEALTH INVESTMENT GROUP; Yes; 1800 JOHN F KENNEDY BLVD STE 3; PHILADELPHIA; PA; 19103; FINANCIAL SERVICES/dba; FINANCIAL ADVISOR/SUPERVISOR; 1/1/2015; 2; 2; VOYA REP'S OFFERING RETIREMENT, INVESTMENT MANAGEMENT AND ESTATE PLANNING-FIELD OSJ FOR REPS IN THIS OFFICE.|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-04-21
S63 Uniform Securities Agent State Law Examination 1986-07-14
  • S65 Uniform Investment Adviser Law Examination
    1992-04-21
  • S63 Uniform Securities Agent State Law Examination
    1986-07-14
Designations
Other Names
  • Tim Driscoll
  • Frederick T Driscoll

View on SEC IAPD

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