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Edward Victor France

LPl Financial LLC

King Of Prussia, PA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2018-04-23
  • PA RA
    APPROVED
    Since 2018-04-23

Branch Locations

150 S Warner Rd Ste 402, King Of Prussia, PA 19406-2859 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co., Incorporated Blue Bell PA 04/2007 04/2018
Morgan Stanley Smith Barney Blue Bell PA 06/2009 04/2018
Morgan Stanley Private Bank, National Association New York NY 01/2015 04/2018
Lpl Financial Llc King Of Prussia PA 04/2018 Present
  • 04/2007 → 04/2018
    Morgan Stanley & Co., Incorporated
    Blue Bell, PA
  • 06/2009 → 04/2018
    Morgan Stanley Smith Barney
    Blue Bell, PA
  • 01/2015 → 04/2018
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 04/2018 → Present
    King Of Prussia, PA
Previous Registrations
  • 2013-07-31 → 2018-04-23
    Blue Bell, PA
    Blue Bell, PA
Other Businesses

1. 10/7/2019 - Independence Square Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/01/2019 - 160 Hours Per Month/160 Hours During Securities Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-11-11
  • S63 Uniform Securities Agent State Law Examination
    1986-11-11

View on SEC IAPD

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