James Money Read

Current Employers

Jefferies Investment Advisers Llc

520 Madison Avenue, New York, NY 10022 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-07-07
AL	RA	APPROVED	2023-06-13
GA	RA	APPROVED	2023-05-26
NY	RA	APPROVED	2023-05-26
TX	RA	APPROVED	2023-05-25

FL RA
APPROVED

Since 2023-07-07
AL RA
APPROVED

Since 2023-06-13
GA RA
APPROVED

Since 2023-05-26
NY RA
APPROVED

Since 2023-05-26
TX RA
APPROVED

Since 2023-05-25

Branch Locations

Duluth, GA • United States

520 Madison Avenue, New York, NY 10022 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Jefferies & Company, Inc	Atlanta	GA	11/2009	Present

11/2009 → Present

Jefferies & Company, Inc

Atlanta, GA

Previous Registrations

2009-11-11 → 2023-08-14

Leucadia Asset Management Llc

Atlanta, GA

New York, NY
2005-10-05 → 2009-12-02

Ubs Financial Services Inc.

Atlanta, GA

Atlanta, GA

Atlanta, GA

Weehawken, NJ
2003-01-17 → 2005-10-13

Credit Suisse Securities (Usa) Llc

Atlanta, GA
1999-03-18 → 2003-01-17

Pershing Llc

Miami, FL

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1999-03-23

S63 Uniform Securities Agent State Law Examination

1999-03-23

Other Names

James Money Read
James Money Read
Read Money James Money

View on SEC IAPD