James Franklyn Vandewalle

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-06
VI	RA	APPROVED	2016-03-07

NY RA
APPROVED

Since 2021-08-06
VI RA
APPROVED

Since 2016-03-07

Branch Locations

1 Jericho Plaza Suite 106, Jericho, NY 11753-1635 • United States

Cold Spring Harbor, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	Jericho	NY	03/2008	Present
City National Bank	Jericho	NY	12/2016	01/2025

03/2008 → Present

Rbc Capital Markets, Llc

Jericho, NY
12/2016 → 01/2025

City National Bank

Jericho, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-04-05
S63	Uniform Securities Agent State Law Examination	1986-01-14

S65 Uniform Investment Adviser Law Examination

1993-04-05
S63 Uniform Securities Agent State Law Examination

1986-01-14

View on SEC IAPD

Current Employers

Rbc Capital Markets, Llc

Disclosures

Employment History

Exams

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