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Austin, TX • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-01-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New England Securities | San Antonio | TX | 11/2008 | 09/2017 |
| Gap Financial Services | Austin | TX | 08/2017 | Present |
PRO BONO TEACHER THROUGH LOCAL CHAPTER OF FINANCIAL PLANNING ASSN JR. DUEL.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-10-28 |
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