William Herbert Mcelroy

Current Employers

Guardian Plus Inc

Bothell, WA • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2005-02-18

WA RA
APPROVED

Since 2005-02-18

Branch Locations

Mill Creek, WA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Guardian Plus Inc.	Bothell	WA	02/2005	Present

02/2005 → Present

Guardian Plus Inc.

Bothell, WA

Previous Registrations

2015-04-06 → 2016-10-03

Guardian Plus Rs

Bothell, WA
2013-01-03 → 2014-06-09

Guardian Plus Management Llc

Bothell, WA
1992-03-25 → 2005-02-18

Guardian Capital Inc

Everett, WA

Other Businesses

SAMANTHA ANNE PERSON INC, SECRETARY AND TREASURER, RETAIL/WHOLESALE, NOT INVESTMENT-RELATED. POSITION SINCE 2011. APPROXIMATE 1 HOUR A MONTH DEVOTED TOWARDS BUSINESS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-02-21
S63	Uniform Securities Agent State Law Examination	1983-12-08

S65 Uniform Investment Adviser Law Examination

1992-02-21
S63 Uniform Securities Agent State Law Examination

1983-12-08

Other Names

Bill Mcelroy

View on SEC IAPD