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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2012-02-21 |
Branch Locations
10877 Wilshire Blvd Ste 1700, Los Angeles, CA 90024 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Beverly Hills | CA | 10/1998 | Present |
DYNAMIC UPRIGHT MRI LTD PARTNERSHIP; NOT INV. RELATED; LOS ANGELOS, CA; NOT MRI FACILITY IN LOS ANGELES; 2 % OWNERSHIP; 0 HRS PER MONTH.; CO-TRUSTEE FOR MOTHER'S TRUST, INV RELATED, LOS ANGELES, CA, START: 4/11/2023, 0 HOURS A MONTH, 0 HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1979-07-13 |
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