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Frank Daniel Mirabella

Robert W. Baird & Co. Incorporated

Ann Arbor, MI

Ann Arbor, MI

Clearwater, FL

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-06-26
MI RA APPROVED 2018-05-18
TX RA APPROVED 2018-05-18
  • FL RA
    APPROVED
    Since 2018-06-26
  • MI RA
    APPROVED
    Since 2018-05-18
  • TX RA
    APPROVED
    Since 2018-05-18

Branch Locations

2950 S State St Suite 401, Ann Arbor, MI 48104 • United States

Ann Arbor, MI • United States

Clearwater, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Minneapolis MN 05/2009 11/2016
Wells Fargo Clearing Services, Llc Minneapolis MN 11/2016 05/2018
Rw Baird Ann Arbor MI 05/2018 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Minneapolis, MN
  • 11/2016 → 05/2018
    Wells Fargo Clearing Services, Llc
    Minneapolis, MN
  • 05/2018 → Present
    Rw Baird
    Ann Arbor, MI
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-10-07
S63 Uniform Securities Agent State Law Examination 1982-02-10
  • S65 Uniform Investment Adviser Law Examination
    1993-10-07
  • S63 Uniform Securities Agent State Law Examination
    1982-02-10
Other Names
  • Frank Daniel Mirabella
  • Frank Daniel Mirabella
  • Dan Mirabella

View on SEC IAPD

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