Best Investors Account Sign in
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2015-12-08
TX RA APPROVED 2015-12-07
  • NJ RA
    APPROVED
    Since 2015-12-08
  • TX RA
    APPROVED
    Since 2015-12-07

Branch Locations

One Post Office Square, Boston, MA 02109 • United States

Wellesley, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Boston MA 12/2015 Present
Previous Registrations
  • 2010-05-14 → 2015-12-21
    Credit Suisse Securities (Usa) Llc
    Boston, MA
    Boston, MA
Other Businesses

WILLIAM E.R. GREER FAMILY TRUST LOCATED AT 10 LONGWOOD DR #270 IN WESTWOOD, MA. WHICH IS A SOLE PROPRIETORSHIP (E.G. SMALL FAMILY BUSINESS)I AM A TRUSTEE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-06-16
S63 Uniform Securities Agent State Law Examination 1979-12-21
  • S65 Uniform Investment Adviser Law Examination
    2010-06-16
  • S63 Uniform Securities Agent State Law Examination
    1979-12-21

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Boston, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor