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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-01-19
  • NJ RA
    APPROVED
    Since 2021-01-19

Branch Locations

305 Fellowship Rd., Ste 105, Mount Laurel, NJ 08054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Philadelphia PA 03/2011 01/2021
Morgan Stanley Private Bank, National Association New York NY 01/2015 01/2021
Lpl Financial, Llc Mount Laurel NJ 01/2021 Present
Morgan Stanley Private Bank, N.A New York NY 08/2015 09/2022
  • 03/2011 → 01/2021
    Morgan Stanley Smith Barney
    Philadelphia, PA
  • 01/2015 → 01/2021
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 01/2021 → Present
    Mount Laurel, NJ
  • 08/2015 → 09/2022
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Other Businesses

1/2021 - DBA (for LPL business) - Gladstone Wealth Partners - Investment Related - 100% - Mount Laurel, NJ 08054

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-03-21
S63 Uniform Securities Agent State Law Examination 1991-09-23
  • S65 Uniform Investment Adviser Law Examination
    1996-03-21
  • S63 Uniform Securities Agent State Law Examination
    1991-09-23
Other Names
  • Wayne Campbell
  • Marlyn Wayne Campbell

View on SEC IAPD

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