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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-06-05 |
| IL | RA | APPROVED | 2025-06-05 |
| OR | RA | APPROVED | 2025-06-05 |
| TX | RA | APPROVED_RES | 2025-06-05 |
| VA | RA | APPROVED | 2025-06-05 |
Branch Locations
2555 Townsgate Rd Ste 300, Westlake Village, CA 91361 • United States
9221 Corbin Ave. Ste. 120, Northridge, CA 91324 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Woodland Hills | CA | 08/2008 | 04/2018 |
| Western International Securities, Inc. | Pasadena | CA | 04/2018 | Present |
| Lpl Financial Llc | Westlake Village | CA | 06/2025 | Present |
1) Accident & Health, Life, and Variable Insurance; Investment-Related; Agent. 2) Sussman Properties, multiple LLC ownership, owner since 2021, 2086 Stanley Street, New Britain, CT, 06052, 10.42% owner of Kenmore LLC, 16.67% owner of DEB LLC, 16.67% owner of LHPB, New Country Club LLC, all entities are family real estate investments, we are silent partners, 0 hours, not investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-02-20 |
| S63 | Uniform Securities Agent State Law Examination | 1983-12-05 |
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