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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-07-21
CT RA APPROVED 2006-10-06
  • TX RA
    APPROVED_RES
    Since 2010-07-21
  • CT RA
    APPROVED
    Since 2006-10-06

Branch Locations

100 Federal St, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Garden City NY 07/2006 Present
Bank Of America, N.A. Boston MA 07/2011 Present
Other Businesses

I*42916 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: THE AMERICAN IRELAND FUND INVESTMENT RELATED: N ADDRESS OF BUSINESS: 211 CONGRESS ST #10, BOSTON, MASSACHUSETTS 2110 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 6/1/2011 NUMBER OF HOURS DEVOTED: 25 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FUNDRAISING, ORGANIZATION AND STRATEGIC PLANNING FOR THE AIF'S YOUNG LEADER'S DIVISION

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-05
  • S66 Uniform Combined State Law Examination
    2006-10-05

View on SEC IAPD

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