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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-07-29 |
| MI | RA | APPROVED | 2022-07-21 |
| OH | RA | APPROVED | 2021-08-25 |
| KS | RA | APPROVED | 2020-03-18 |
| TN | RA | APPROVED | 2019-10-09 |
| FL | RA | APPROVED | 2019-10-08 |
| GA | RA | APPROVED | 2019-10-08 |
| AL | RA | APPROVED | 2019-10-07 |
| IN | RA | APPROVED | 2019-10-07 |
| KY | RA | APPROVED | 2019-10-07 |
| NC | RA | APPROVED | 2019-10-07 |
| TX | RA | APPROVED_RES | 2019-10-07 |
Branch Locations
725 Cool Springs Blvd Suite 450, Franklin, TN 37067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 02/2014 | 04/2018 |
| Lawing Financial | Overland Park | KS | 02/2014 | 10/2017 |
| Prime Capital Investment Advisors, Llc | Overland Park | KS | 07/2017 | 10/2019 |
| Private Client Services | Franklin | TN | 04/2018 | 10/2019 |
| Park Avenue Securities | Franklin | TN | 10/2019 | Present |
| Guardian Life Insurance Company | Franklin | TN | 02/2014 | Present |
1. PATRICK E. MOORE GROUP LLC, ADDRESS: 6325 JOHNSON CHAPEL RD W., BRENTWOOD TN 37027, START DATE: 02/16/2017, 2 HOURS PER MONTH/ 2 DURING TRADING HOURS, NON INVESTMENT RELATED, MORE THAN 10% ANNUAL COMPENSATION, 2) Pat Moore- Author, Start date: 04/02/2021, Address: 6325 Johnson Chapel Rd. west, Brentwood TN 37027, 10-20 total hours per month, 5-10 during securities trading hours, Not investment related, Less than 10% annual compensation, 3) Hope4America.us, Start Date: 6/21/2023, Address: 6029 Native Pony Trail, College Grove, TN 37046, 10 total hours per month, 0 hours during securities trading hours, Not investment related, More than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-01 |
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