John Joseph Sulick

Current Employers

Vicus Capital, Inc.

476 Rolling Ridge Drive Suite 315, State College, PA 16801 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2004-04-28

PA RA
APPROVED

Since 2004-04-28

Branch Locations

Bellefonte, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Vicus Capital, Inc. (Formerly Pfg Financial Advisors)	Bellefonte	PA	09/2001	Present
Cetera Wealth Services, Llc	El Segundo	CA	09/2013	Present

09/2001 → Present

Vicus Capital, Inc. (Formerly Pfg Financial Advisors)

Bellefonte, PA
09/2013 → Present

Cetera Wealth Services, Llc

El Segundo, CA

Other Businesses

1. INDEPENDENT INSURANCE AGENT, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE, PFG/MANAGING GENERAL AGENTS, INVESTMENT ADVISOR REPRESENTATIVE, BEGAN 09/2001, 2HRS/WKDY ONLY; 2. VICUS CAPITAL, INC., INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, OUTSIDE RIA - ADVISORY BUSINESS, START 09/2001, 50HRS/WK (32.5 TRADING HOURS), INVESTMENT ADVISOR REPRESENTATIVE; 3. NAME OF OTHER BUSINESS: PFG FINANCIAL MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA NAME FOR FINANCIAL SERVICES START DATE: 1/2016 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF TRADING HOURS PER WEEK: 32.5 POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTATIVE, INVESTMENT ADVISOR REPRESENTATIVE, AND INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: DBA FOR SECURITIES

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2010-08-06
S65	Uniform Investment Adviser Law Examination	2004-04-27

S63 Uniform Securities Agent State Law Examination

2010-08-06
S65 Uniform Investment Adviser Law Examination

2004-04-27