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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-11-12 |
| NE | RA | APPROVED | 2000-11-30 |
Branch Locations
100 N 8Th Street, Suite 150 Pob 21797 Lincoln, Ne 68542, Lincoln, NE 68508 • United States
13030 Pierce Street Suite 201, Omaha, NE 68144 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Co., Inc. | Omaha | NE | 07/2000 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-01-17 |
| S63 | Uniform Securities Agent State Law Examination | 1981-10-30 |
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