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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-05-01 |
Branch Locations
1827 Powers Ferry Rd Bldg 18, Atlanta, GA 30339 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Crown Capital Securities, L.P. | Atlanta | GA | 07/1999 | 05/2024 |
| Thompson Associates Cpa'S, Llc | Atlanta | GA | 01/1999 | Present |
| Lpl Financial Llc | Atlanta | GA | 05/2024 | Present |
(1) 05/01/2024 - Financial Management Network - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 9/2/1986 - 100 Hours Per Month/ 5 Hours During Trading (2) 05/01/2024 - Fixed Insurance- Trails Only - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 1/1/1986 (3) 05/01/2024 - Thompson Associates CPA's LLC - Tax Prep/Accounting/CPA - CPA - Investment Related - At Reported Business Location(s) - Start Date 1/1/1986 - 60 Hours Per Month/ 3 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-04-11 |
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