Frederick Joseph Palen

Current Employers

Palen Financial Llc

Davenport, IA • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2010-06-11
IA	RA	APPROVED	2010-02-16

IL RA
APPROVED

Since 2010-06-11
IA RA
APPROVED

Since 2010-02-16

Branch Locations

Davenport, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cargill Hybrid Seed Inc	Minneapolis	MN	04/1982	Present
Palen Financial Llc (144892)	Davenport	IA	01/2010	Present

04/1982 → Present

Cargill Hybrid Seed Inc

Minneapolis, MN
01/2010 → Present

Palen Financial Llc (144892)

Davenport, IA

Previous Registrations

1999-01-01 → 2010-02-23

Lpl Financial Llc

Davenport, IA

Davenport, IA

Other Businesses

1.OUTSIDE INSURANCE SALES 2. 03/02/2009 - PALEN FINANCIAL, DBA 3. 12/18/09 - NON-VARIABLE INSURANCE - GROUP BENEFITS, LTD. - THIS IS BEING ABLE TO OFFER BLUE CROSS BLUE SHIELD HEALTH INSURANCE AND MEDICARE INSURANCE LTC TO CLIENTS.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1988-05-26

S63 Uniform Securities Agent State Law Examination

1988-05-26

Other Names

Fredrick Joseph Palen

View on SEC IAPD