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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-22
IL RA APPROVED 2021-04-05
  • TX RA
    APPROVED_RES
    Since 2024-01-22
  • IL RA
    APPROVED
    Since 2021-04-05

Branch Locations

Downers Grove, IL • United States

2655 Warrenville Rd Ste 175, Downers Grove, IL 60515 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Downers Grove IL 10/2015 03/2021
Lpl Financial Llc Downers Grove IL 04/2021 Present
Previous Registrations
Other Businesses

1) 04/05/2021- Professional Wealth Advisors - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - start date 4/2021- 160 Hours Per Month 8 hrsDuring Securities Trading. 2) 4/5/2021 - SCOTT CIMO - Real Estate Rental - Owner- Inv. Related - LOMBARD, IL - start date 6/1/2015 - 2hrs/mth 3) 4/5 /2021 - PWA - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - start date 4/2021- 160 Hours Per Month 8 hrsDuring Securities Trading. 4) 4/21/2021 - CF Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/12/2021 - 160 Hours Per Month During Securities Trading. 5) 10/15/2021 - PWA Financial Services, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 04/12/2021 - 2 Hours Per Month During Securities Trading. 6) 01/30/2024 - Partnerland LLC - Business Entity For Tax/Investment Purposes Only - Not investment Related - At Reported Business Location(s) - Start Date 01/01/2024 - 2 Hours Per Month/ During Trading 7) 07/30/2024 - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 04/04/2024 - 4 Hours Per Month/ During Trading 8) 06/16/2025 - Genesis Wealth LLC - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:07/01/2025 - 150 Hrs/Mth - 6 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-25
S63 Uniform Securities Agent State Law Examination 2006-08-11
  • S66 Uniform Combined State Law Examination
    2015-11-25
  • S63 Uniform Securities Agent State Law Examination
    2006-08-11
Designations
Other Names
  • Scott A Cimo

View on SEC IAPD

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