Lawrence Henry Ragone

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-01-15
MA	RA	APPROVED	2013-04-16

FL RA
APPROVED

Since 2026-01-15
MA RA
APPROVED

Since 2013-04-16

Branch Locations

Naples, FL • United States

North Falmouth, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ragone & Associates	No. Andover	MA	08/1985	Present
Cambridge Investment Research, Inc	Fairfield	IA	03/2004	Present
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	03/2005	Present

08/1985 → Present

Ragone & Associates

No. Andover, MA
03/2004 → Present

Cambridge Investment Research, Inc

Fairfield, IA
03/2005 → Present

Cambridge Investment Research Advisors, Inc.

Fairfield, IA

Previous Registrations

2005-03-28 → 2012-12-31

Cambridge Investment Research Advisors, Inc.

Wakefield, MA
1995-04-28 → 2003-12-31

Commonwealth Financial Network

Wakefield, MA

Other Businesses

1) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2) OWNER OF RESIDENTIAL RENTAL, 9723 ACQUA DR, NAPLES, FL, SINCE 1/2015. NIR - DEVOTES 2 HR/YR - 0/TRADING. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 02/01/2005

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-03-14
S63	Uniform Securities Agent State Law Examination	1994-12-08

S65 Uniform Investment Adviser Law Examination

1995-03-14
S63 Uniform Securities Agent State Law Examination

1994-12-08

Other Names

Lawrence H Ragone
Larry Ragone

View on SEC IAPD