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601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2017-07-19 |
Branch Locations
Crystal Lake, IL • United States
2 Summit Park Drive, Suite Suite 210, Independence, OH 44131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Legend Equities Corporation | Palm Beach Gardens | FL | 01/2015 | 01/2017 |
| Legend Advisory Corporation | Palm Beach Gardens | FL | 08/2015 | 09/2019 |
| Lincoln Investment | Independence | OH | 01/2017 | Present |
JL THOMAS COMPANY POSITION: Agent NATURE: life insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 06/01/1990 ADDRESS: 1500 Chester Ave, Cleveland OH 44114, United States DESCRIPTION: Sales and service of fixed insurance products
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-15 |
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